Structuring and Validating Completeness of Case Data Information

Section 1: Use Case Identifiers

Use Case ID: HHS-ACF-00004
Agency: HHS
Op Div/Staff Div: ACF
Use Case Topic Area: Mission-Enabling (internal agency support)
Is the AI use case found in the below list of general commercial AI products and services?
None of the above.
What is the intended purpose and expected benefits of the AI?
In accordance with the Ms L vs ICE settlement, the U.S. Customs and Border Protection (CBP) must provide specific pieces of information about family separations. Beginning November 2024, CPB will release this information. ACF's Office of Refugee Resettlement (ORR) plans to add family separation information to existing child profile information for reference.

The AI output structures free form data into a more easily searchable format. These data will be used to assist in the placement process.
Describe the AI system's outputs.
Creates a structured data asset of the critical data points needed about a separation case. AI will be used to conduct initial parsing of the data provided by CBP and highlight whether or not the required fields from the Ms L vs. ICE settlement are included and can therefore be updated into the child's profile in ORR's data system. ORR's Intakes Team does final review and in cases where data appears to be missing, the ORR Intakes Team reaches back out to CBP for that information.
Stage of Development: Acquisition and/or Development
Is the AI use case rights-impacting, safety-impacting, both, or neither?
Safety-Impacting

Section 2: Use Case Summary

Date Initiated: 08/2024
Date when Acquisition and/or Development began: 11/2024
Date Implemented: N/A
Date Retired: N/A
Was the AI system involved in this use case developed (or is it to be developed) under contract(s) or in-house?
Developed with contracting resources.
Provide the Procurement Instrument Identifier(s) (PIID) of the contract(s) used.
75D30122F15723
Is this AI use case supporting a High-Impact Service Provider (HISP) public-facing service?
N/A
Does this AI use case disseminate information to the public?
N/A
How is the agency ensuring compliance with Information Quality Act guidelines, if applicable?
N/A
Does this AI use case involve personally identifiable information (PII) that is maintained by the agency?
N/A
Has the Senior Agency Official for Privacy (SAOP) assessed the privacy risks associated with this AI use case?
ongoing

Section 3: Data and Code

Do you have access to an enterprise data catalog or agency-wide data repository that enables you to identify whether or not the necessary datasets exist and are ready to develop your use case?
No
Describe any agency-owned data used to train, fine-tune, and/or evaluate performance of the model(s) used in this use case.
No training or fine tuning; we are prompting secure commercially-available LLMs.
Is there available documentation for the model training and evaluation data that demonstrates the degree to which it is appropriate to be used in analysis or for making predictions?
Documentation has been partially completed
Which, if any, demographic variables does the AI use case explicitly use as model features?
N/A
Does this project include custom-developed code?
N/A
Does the agency have access to the code associated with the AI use case?
N/A
If the code is open-source, provide the link for the publicly available source code.
N/A

Section 4: AI Enablement and Infrastructure

Does this AI use case have an associated Authority to Operate (ATO) for an AI system?
Yes
System Name: Horizon (ACF instance of Palantir Foundry)
How long have you waited for the necessary developer tools to implement the AI use case?
Less than 6 months
For this AI use case, is the required IT infrastructure provisioned via a centralized intake form or process inside the agency?
No
Do you have a process in place to request access to computing resources for model training and development of the AI involved in this use case?
Yes
Has communication regarding the provisioning of your requested resources been timely?
No
How are existing data science tools, libraries, data products, and internally-developed AI infrastructure being re-used for the current AI use case?
Re-use production level code and/or data products
Has information regarding the AI use case, including performance metrics and intended use of the model, been made available for review and feedback within the agency?
Documentation has been developed